trading

naked short selling

The illegal practice of short selling a security without first borrowing the shares or ensuring they can be borrowed, effectively selling shares that don't exist.

Example

Naked short selling is banned in the US because it can artificially suppress stock prices by creating phantom shares.

Memory Tip

NAKED short = selling shares you haven't even BORROWED yet. Illegal in most markets.

Why It Matters

Naked short selling affects everyday investors because it can artificially depress stock prices and create market instability. When unscrupulous traders engage in this practice, legitimate shareholders may see their investments decline in value due to artificial selling pressure rather than genuine market conditions.

Common Misconception

Many people believe that all short selling is illegal, but only naked short selling without proper share borrowing is prohibited. Regular short selling, where traders borrow shares before selling them, is a legal practice that sophisticated investors use as part of their trading strategies.

In Practice

Imagine a trader wants to short sell 10,000 shares of Company XYZ currently trading at $50 per share without owning or borrowing the shares first. The trader sells these non-existent shares for $500,000, hoping the price drops to $30, but regulators discover the shares were never actually borrowed or located, making this transaction illegal naked short selling.

Etymology

NAKED (unprotected, without borrowed shares) SHORT SELLING. SHORT SELLING without the NAKED (uncovered) borrowing of shares.

Common Misspellings

naked short-sellingnaked short selllingnaked short seling
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Related Terms

short sellingshort interestSEC

More in trading

Other trading terms you should know

arbitrageThe simultaneous buying and selling of an asset in differentbrokerAn individual or firm that acts as an intermediary between bbrokerageA firm that buys and sells financial assets on behalf of clicommodityA basic good or raw material that is interchangeable with otderivativeA financial contract whose value is derived from an underlyiforexThe foreign exchange market where currencies are traded. It

See Also

securities fraudfail to deliver
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