accounting

option pool

A portion of equity set aside by a company for future issuance to employees, advisors, and directors as stock options or other equity compensation.

Example

The startup reserved a 15% option pool to recruit engineers with equity compensation despite limited cash salaries.

Memory Tip

OPTION POOL = reserved shares for employees. Dilutes founders but attracts talent.

Why It Matters

Understanding option pools is crucial if you work at a startup or early-stage company, as it directly affects the potential value of your equity compensation. Knowing how large the pool is and how diluted your shares might become helps you evaluate the true worth of stock options offered as part of your compensation package.

Common Misconception

Many employees believe that stock options granted to them are guaranteed profits or that the option pool size does not affect their ownership percentage. In reality, as new options are granted from the pool to other employees, your ownership stake becomes diluted, and options are only valuable if the company succeeds and the stock price rises above your exercise price.

In Practice

A startup might set aside 15 percent of its total shares as an option pool when it raises its Series A funding round. If the company has 10 million shares outstanding, that means 1.5 million shares are reserved for future employee grants. As the company hires and grows, it grants portions of this pool to new employees, and once the pool is exhausted, the company must either create a new pool through shareholder approval or stop offering equity compensation.

Etymology

OPTION (the right to buy shares) POOL (reserve, collection). A POOL of shares reserved for OPTION grants.

Common Misspellings

option-poolopion pooloption poool
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Related Terms

cap tabledilutionequity compensationvesting

More in accounting

Other accounting terms you should know

depreciationA decrease in the value of an asset over time due to wear, abalance sheetA financial statement showing a company's assets, liabilitieearnings per shareA company's net profit divided by its number of outstanding fiscal yearA 12-month period used by governments and businesses for accnet incomeThe total profit remaining after all expenses, taxes, and deretained earningsThe portion of a company's profits that is kept and reinvest

See Also

stock options
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